James Michael Leonard
Professional Summary
James Michael Leonard was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1969 - 2023. James had worked at 8 firms and has passed the Series 63, PC, Series 5, Series 1, Series 4, Series 24 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
58 years in the financial services industry
Current & Past Employments
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Current Firm
JRP CAPITAL CORP
Contact Information
Main Address
5100 Parkcenter Ave Suite 120, Dublin, OH 43017Phone Number
(614) 559-2261# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
160AUM (Assets Under Management)
$108,500,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
JRP CAPITAL CORP
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Oct 1982Series 5 — Interest Rate Options Examination
Passed Dec 1981Series 1 — Registered Representative Examination
Passed Aug 1968Series 12 — NYSE Branch Manager Examination
Passed Apr 1980Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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