James E. Vanvalkenburgh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Earl Vanvalkenburgh, who also goes by Chip Vanvalkenburgh, James Earle Vanvalkenburgh, James Vanvalkenburgh, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1998. James had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2021 - October 21, 2021
ALLY INVEST SECURITIES LLC
September 26, 2019 - November 18, 2019
LPL FINANCIAL LLC
March 22, 2019 - July 22, 2019
TD AMERITRADE, INC.
August 18, 2010 - February 28, 2019
FIDELITY BROKERAGE SERVICES LLC
March 2, 2001 - October 27, 2009
SCOTTRADE, INC.
July 6, 1999 - July 10, 2000
TD AMERITRADE, INC.
August 3, 1998 - March 2, 1999
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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