Marc R. Mclean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Richard Mclean, CFP®, CIMA®, CPWA®, who also goes by Marc R Mclean, Marc Mclean, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1998. Marc had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2018
Start date: 2010-11-02
Expire date: 2024-05-31
Experience
July 23, 2021 - February 14, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 8, 2021 - February 14, 2025
FIDELITY BROKERAGE SERVICES LLC
July 13, 2018 - August 18, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 8, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
May 22, 2013 - August 5, 2020
FIDELITY BROKERAGE SERVICES LLC
October 26, 2007 - April 11, 2013
CALAMOS WEALTH MANAGEMENT LLC
February 7, 2003 - October 17, 2007
CALAMOS ADVISORS LLC
February 7, 2003 - April 11, 2013
CALAMOS FINANCIAL SERVICES LLC
August 27, 1998 - January 29, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 24, 1998 - January 29, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
