Jason B. Dorshow
Professional summary
Jason Benjamin Dorshow, who also goes by Jason Benjamin Dorshaw, is a registered financial professional currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Baltimore, Maryland and KEEFE, BRUYETTE & WOODS, INC. located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 6 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7, Series 55, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Benjamin Dorshow's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2011 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 1201 Wills Street Suite 600, Baltimore, MD 21231June 23, 2016 - Present
KEEFE, BRUYETTE & WOODS, INC.
Office #1: 787 7th Ave. 4th & 5th Floors, New York, NY 10019June 23, 2016 - August 1, 2023
MILLER BUCKFIRE & CO., LLC
February 12, 2008 - October 30, 2008
CREDO CAPITAL MANAGEMENT, LLC
February 21, 2006 - April 24, 2006
CITIGROUP GLOBAL MARKETS INC.
February 20, 2001 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2014)
(11/7/2011)
Exams
Series 79TO
Date: 5/22/2020
Investment Banking Registered Representative ExaminationSeries 55
Date: 5/4/2001
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
KEEFE, BRUYETTE & WOODS, INC.
CRD#: 481 / SEC#: , 8-10888
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KBW, LLC | LIMITED LIABILITTY CORPORATION | |
| ANDERSON, SCOTT RANDALL | DIRECTOR | 2154345 |
| BERRY, JOSEPH SCOTT | DIRECTOR | 2868513 |
| DAVIS, ERICKSON P | DIRECTOR | 4974063 |
| FISHER, MARK | GENERAL COUNSEL | 4970942 |
| GRANT, ROBERT J | DIRECTOR | 4861012 |
| JOHNSTONE, MARY | CHIEF COMPLIANCE OFFICER | 1170408 |
| KELLEY, MATTHEW | DIRECTOR | 5330646 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| MICHAUD, THOMAS BEAULIEU | CHIEF EXECUTIVE OFFICER, CHAIRMAN AND PRESIDENT | 1672278 |
| SMITH, RICHARD WILLIAM | PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 1333488 |
| WIRTH, PETER JOHN | DIRECTOR | 1623159 |
Disclosures
| Regulatory Event | 17 |
| Bond | 1 |
Red Flags
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