Donald K. Wilson
Professional summary
Donald Kyle Wilson is a registered financial professional currently at BROADOAK PARTNERS, LLC located in Brisbane, California.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1998. Donald has worked at 5 firms and has passed the Series 63, Series 79TO, Series 42, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Kyle Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2011 - Present
BROADOAK PARTNERS, LLC
Office #1: 8000 Marina Blvd Suite 110, Brisbane, CA 94065February 20, 2004 - March 31, 2011
CANACCORD GENUITY LLC
February 6, 2004 - February 26, 2004
RBC CAPITAL MARKETS CORPORATION
July 27, 2001 - February 6, 2004
RBC CAPITAL MARKETS, LLC
August 24, 1998 - July 25, 2001
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 42
Date: 1/2/2023
Registered Options Representative ExaminationFINRA
Current Firm
BROADOAK PARTNERS, LLC
CRD#: 143527 / SEC#: , 8-67574
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
BROADOAK PARTNERS, LLC
CRD#: 143527Brisbane, CA 94065TRUST BUT VERIFY
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