George L. Burga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Luis Burga, who also goes by George Burga, Jorge Luis Burga, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1999. George had worked at 10 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2011 - May 29, 2018
ALLSTATE FINANCIAL SERVICES, LLC
April 8, 2010 - July 29, 2010
MULTIPLE FINANCIAL SERVICES, INC.
August 2, 2007 - May 15, 2008
FORTUNE FINANCIAL SERVICES, INC.
April 29, 2005 - May 10, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
March 11, 2004 - April 22, 2005
MWA FINANCIAL SERVICES INC.
April 16, 2003 - February 27, 2004
MULTIPLE FINANCIAL SERVICES, INC.
August 4, 2000 - April 17, 2003
AMERITAS INVESTMENT COMPANY, LLC
May 25, 2000 - August 7, 2000
USALLIANZ SECURITIES, INC.
July 9, 1999 - April 12, 2000
METROPOLITAN LIFE INSURANCE COMPANY
July 9, 1999 - April 12, 2000
MSI FINANCIAL SERVICES, INC.
February 5, 1999 - June 7, 1999
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
