RC
Robert R. Clippard
CAPITOL SECURITIES MANAGEMENT
Palm Harbor, FL
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CRD#: 3067773
RC
Professional summary
Robert Reese Clippard is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Palm Harbor, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Retire Early Financial Investment-related: Yes Address: 13575 58TH STREET NORTH SUITE 199, CLEARWATER, FL 33760. Nature of the other business: INSURANCE SALES Position, title, or relationship with the other business: PRESIDENT Start date: July 2014 Approximate number of hours/month you devote to the other business: 120 Approximate #of hours/month you devote to the other business during securities trading hours: 40 Describe your duties relating to the other business: INSURANCE SALES 2) Name of Business: Charles Rutenburg Realty and Investment-related: Yes Address: 13575 58TH STREET NORTH SUITE 199, CLEARWATER, FL 33760. Nature of the other business: REAL ESTATE SALES AND PROPERTY MANAGER Position, title, or relationship with the other business: AGENT, MANAGER. Start date: February 2013 Approximate #of hours/month you devote to the other business: 40 Approximate #of hours/month you devote to the other business during securities trading hours: 40 Describe your duties relating to the other business: BUY AND SELL REAL ESTATE 3) Name of Business: Retire Early Properties Investment-related: Yes Address: 13575 58TH STREET NORTH SUITE 199, CLEARWATER, FL 33760. Nature of the other business: REAL ESTATE SALES AND SERVICE OF RENTAL PROPERTIES. Position, title, or relationship with the other business: AGENT. Start date: July 2014 Approximate #of hours/month you devote to the other business: 4 Approximate #of hours/month you devote to the other business during securities trading hours: Describe your duties relating to the other business: REAL ESTATE SALES AND SERVICE OF RENTAL PROPERTIES. 4) Name of Business: T-Clip Enterprises Investment-related: Yes Address: 13575 58TH STREET NORTH SUITE 215, CLEARWATER, FL 33760. Nature of the other business: Property management Position, title, or relationship with the other business: Agent Start date: December 2013 Approximate #of hours/month you devote to the other business: 20 Approximate #of hours/month you devote to the other business during securities trading hours: 20 Describe your duties relating to the other business: manage 4 rental properties 5)Name of Business: Three K's of Tampa Investment-related: Yes Address: 13575 58TH STREET NORTH SUITE 215, CLEARWATER, FL 33760. Nature of the other business: Property ownership Position, title, or relationship with the other business: Agent Start date: December 2013 Approximate #of hours/month you devote to the other business: 1 Approximate #of hours/month you devote to the other business during securities trading hours: 1 Describe your duties relating to the other business: buy properties and hold titles of properties
CRS (Client Relationship Summary) - RIA
Click below to view Robert Reese Clippard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Reese Clippard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2014 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
RIA
BD
CRD#: 14169
Palm Harbor, FL
Current
February 11, 2014 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 601 South Harbour Island Blvd Suite 109, Tampa, FL 33602RIA
BD
CRD#: 14169
Tampa, FL
Past
April 14, 2014 - July 22, 2014
RETIRE EARLY FINANCIAL, INC.
RIA
CRD#: 131085
CLEARWATER, FL
Past
April 4, 2007 - May 29, 2012
CAPITOL SECURITIES MANAGEMENT, INC.
RIA
CRD#: 14169
CLEARWATER, FL
Past
March 15, 2007 - May 29, 2012
CAPITOL SECURITIES MANAGEMENT, INC.
BD
CRD#: 14169
CLEARWATER, FL
Past
March 1, 2007 - March 8, 2007
OSAIC WEALTH, INC.
BD
CRD#: 23131
TRINITY, FL
Past
June 16, 2004 - March 9, 2007
UNITED SECURITIES ALLIANCE, INC.
RIA
CRD#: 36487
TRINITY, FL
Past
June 14, 2004 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
TRINITY, FL
Past
May 28, 2004 - February 4, 2014
RETIRE EARLY FINANCIAL, INC.
RIA
CRD#: 131085
CLEARWATER, FL
Past
December 14, 1999 - June 29, 2004
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
TRINITY, FL
Past
October 15, 1999 - June 25, 2004
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
June 19, 1998 - November 10, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
June 19, 1998 - November 10, 1999
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(2/7/2014)
RR
Florida(2/12/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
