LT
Lance E. Tabbert
FIFTH THIRD SECURITIES
Clinton Township, MI 48035
Some features on this profile are disabled
CRD#: 3067750
LT
Professional summary
Lance Edward Tabbert, who also goes by Lance Edward Tabbert, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Clinton Township, Michigan.
Lance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Lance has worked at 5 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 31 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lance Edward Tabbert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lance Edward Tabbert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lance Edward Tabbert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2023 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 35275 Gratiot Ave, Clinton Township, MI 48035Office #2: 3201 E. Jefferson, Detroit, MI 48207Office #3: 66 Kercheval, Grosse Pointe Farms, MI 48236Office #4: 20065 Mack Avenue, Grosse Pointe Woods, MI 48236Office #5: 25950 Gratiot Ave., Roseville, MI 48066Office #6: 30700 Van Dyke Ave., Warren, MI 48093Office #7: 14820 Gratiot, Detroit, MI 48205Office #8: 100 Cass Ave., Mt. Clemens, MI 48043RIA
BD
CRD#: 628
Clinton Township, MI
Current
June 27, 2023 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 35275 Gratiot Ave, Clinton Township, MI 48035Office #2: 3201 E. Jefferson, Detroit, MI 48207Office #3: 66 Kercheval, Grosse Pointe Farms, MI 48236Office #4: 20065 Mack Avenue, Grosse Pointe Woods, MI 48236Office #5: 25950 Gratiot Ave., Roseville, MI 48066Office #6: 30700 Van Dyke Ave., Warren, MI 48093Office #7: 14820 Gratiot, Detroit, MI 48205Office #8: 100 Cass Ave., Mt. Clemens, MI 48043RIA
BD
CRD#: 628
Clinton Township, MI
Past
August 23, 2022 - February 7, 2023
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
MINNEAPOLIS, MN
Past
September 17, 2014 - April 11, 2016
ESSEX NATIONAL SECURITIES, LLC
RIA
CRD#: 25454
TAYLOR, MI
Past
March 25, 2011 - August 30, 2012
ESSEX NATIONAL SECURITIES, LLC
RIA
CRD#: 25454
TAYLOR, MI
Past
March 11, 2011 - April 11, 2016
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
TAYLOR, MI
Past
December 10, 2001 - June 5, 2006
LASALLE FINANCIAL SERVICES, INC.
RIA
CRD#: 20373
WESTLAND, MI
Past
August 17, 1999 - June 5, 2006
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Past
June 29, 1998 - March 15, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/22/2023)
RR
California(9/22/2023)
RR
Delaware(9/22/2023)
RR
Florida(9/22/2023)
RR
Illinois(9/22/2023)
RR
Indiana(9/22/2023)
RR
Michigan(6/27/2023)
IAR
Michigan(7/26/2023)
RR
North Carolina(9/22/2023)
RR
Ohio(9/22/2023)
RR
Pennsylvania(9/22/2023)
RR
South Carolina(9/22/2023)
RR
Tennessee(9/22/2023)
RR
Washington(9/22/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
