John N. Davi
Professional summary
John Nmn Davi, who also goes by John Davi, Johnny Davi, is a registered financial advisor currently at ASTORIA PORTFOLIO ADVISORS LLC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3, Series 86, Series 87, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Nmn Davi's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2021 - Present
ASTORIA PORTFOLIO ADVISORS LLC
Office #1: 500 7th Avenue 9th Floor, New York, NY 10018November 18, 2009 - May 15, 2017
MORGAN STANLEY & CO. LLC
July 30, 1999 - November 9, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 1998 - April 21, 1999
BNY MELLON SECURITIES CORPORATION
Primary Firm SEC Registration
ASTORIA PORTFOLIO ADVISORS LLC
CRD#: 288271 / SEC#: 801-119078
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2021)
(6/9/2021)
Exams
Series 55
Date: 5/21/2014
Limited Representative-Equity Trader ExamCurrent Firm
ASTORIA PORTFOLIO ADVISORS LLC
CRD#: 288271 / SEC#: 801-119078
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,059 |
| AUM (Assets Under Management) | $ 698,759,657 |
Red Flags
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