Joseph Giulitto

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CRD#: 3067233

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Giulitto, who also goes by Joseph - Giulitto Jr, Joseph - Giulitto Jr., Joseph - Giulitto, Joseph Giulitto Jr, Joey Guilitto, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1998. Joseph had worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joseph - Giulitto Jr | Joseph - Giulitto Jr. | Joseph - Giulitto | Joseph Giulitto Jr | Joey Guilitto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

State of Colorado- CollegeInvest 06/2016-Present Type 501C3- In his role as Manager at CollegeInvest, Joseph offers education and counseling services for 529 College Investment Plans. He does receive compensation for this investment related activity and would be considered a potential conflict of interest to role as an Investment Advisor. He submitted written notification of this activity to current employer, Vista, and has been given approval by them to continue pursuit. He anticipates 60 hours per month on this activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2018 - May 22, 2025

DENVER PWM, LLC

RIA

CRD#: 171139

Greenwood Village, CO

Past

October 30, 2013 - May 18, 2016

FISHER INVESTMENTS

RIA

CRD#: 107342

CASTLE ROCK, CO

Past

November 5, 2012 - October 21, 2013

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

October 17, 2011 - September 14, 2012

TCADVISORS NETWORK INC.

CRD#: 35794

CENTENNIAL, CO

Past

June 9, 2009 - December 31, 2010

GILL CAPITAL PARTNERS, LLC

RIA

CRD#: 14559

DENVER, CO

Past

June 9, 2009 - December 31, 2010

GILL CAPITAL PARTNERS, LLC

CRD#: 14559

DENVER, CO

Past

August 1, 2003 - June 9, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ENGLEWOOD, CO

Past

August 11, 2000 - June 9, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

Past

February 22, 2000 - July 28, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 22, 2000 - July 28, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

June 19, 1998 - December 21, 1999

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

CRD#: 26506

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DENVER PWM, LLC

CRD#: 171139 / SEC#: 801-79624

RIA

Registered Investment Advisory firm - (4/24/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/31/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/17/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/15/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/23/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

DENVER PWM, LLC

CRD#: 171139 / SEC#: 801-79624

RIA

Registered Investment Advisory firm - (4/24/2014 Approved)

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Contact information

Main Address

2000 South Colorado Boulevard Tower One Suite 3700, Denver, CO 80222

Mailing Address

Phone number

(720) 354-3850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/17/2025)

Regulatory assets under management

Total Number of Accounts	1,078
AUM (Assets Under Management)	$ 554,076,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph Giulitto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FISHER INVESTMENTS

INNOVATION PARTNERS LLC

TCADVISORS NETWORK INC.

GILL CAPITAL PARTNERS, LLC

GILL CAPITAL PARTNERS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

Primary Firm SEC Registration

DENVER PWM, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2013

Series 66

Date: 7/31/2003

Series 63

Date: 6/26/1998

Series 7

Date: 6/17/1998

Series 10

Date: 11/15/2002

Series 9

Date: 8/23/2002

Current Firm

DENVER PWM, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DENVER PWM, LLC

TRUST BUT VERIFY

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