Hector J. Cuellar
Professional summary
Hector Javier Cuellar is a registered financial professional currently at CREWE CAPITAL located in Salt Lake City, Utah.
Hector is registered as a RR (Registered Representative) and started their career in finance in 1998. Hector has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hector Javier Cuellar's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2016 - Present
CREWE CAPITAL
Office #1: 650 S Main St Suite 777, Salt Lake City, UT 84101January 8, 2013 - July 29, 2016
CITY CAPITAL ADVISORS, LLC
July 26, 2004 - January 31, 2012
MCGLADREY CAPITAL MARKETS, LLC
October 1, 1998 - May 16, 2003
BANC OF AMERICA SECURITIES LLC
July 17, 1998 - October 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2016)
(8/1/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CREWE CAPITAL
CRD#: 152527 / SEC#: , 8-68460
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREWE HOLDINGS, LLC | 99% MEMBERSHIP OWNERSHIP IN CREWE CAPITAL, LLC | |
| BENNETT, MICHAEL PATRICK | PRINCIPAL OPERATING OFFICER | 5408084 |
| BENNETT, MICHAEL PATRICK | MANAGING PARTNER, CHIEF EXECUTIVE OFFICER, EXECUTIVE REPRESENTATIVE | 5408084 |
| KING, ROBERT S | MEMBER, FINANCIAL OPERATIONS PRINCIPAL | 1608075 |
| KING, ROBERT S | PRINCIPAL FINANCIAL OFFICER | 1608075 |
| MELLIES, CADE STEWART | PARTNER, CHIEF COMPLIANCE OFFICER | 6661420 |
| MITCHELL, JESSE THOMAS | PARTNER | 7299786 |
| RASMUSSEN, JARED JAY | PARTNER | 6821885 |
Red Flags
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Company Information
CREWE CAPITAL
CRD#: 152527Salt Lake City, UT 84101TRUST BUT VERIFY
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