Andrew B. Maus

KENMAR SECURITIES

New York, NY 10022

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CRD#: 3067043

Professional summary

Andrew Browning Maus is a registered financial professional currently at KENMAR SECURITIES, LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Browning Maus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2024 - Present

KENMAR SECURITIES, LLC

Office #1: 845 Third Avenue, Suite 1703, New York, NY 10022

CRD#: 171793

New York, NY

Past

December 16, 2013 - March 15, 2022

TGP SECURITIES, INC.

CRD#: 159008

SUMMIT, NJ

Past

August 19, 2011 - December 23, 2011

CAPITAL PORTFOLIO MANAGEMENT, INC.

CRD#: 29302

TIMONIUM, MD

Past

April 4, 2008 - January 9, 2009

CUSHMAN & WAKEFIELD SECURITIES, INC.

CRD#: 123717

NEW YORK, NY

Past

January 5, 2005 - August 22, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 7, 2004 - December 15, 2004

NEWOAK CAPITAL MARKETS LLC

CRD#: 104063

NEW YORK, NY

Past

July 9, 2002 - June 23, 2004

R.W.PRESSPRICH & CO.

CRD#: 26460

NEW YORK, NY

Past

May 11, 2000 - July 1, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

July 27, 1998 - December 31, 1998

CAPITAL PORTFOLIO MANAGEMENT, INC.

CRD#: 29302

TIMONIUM, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/11/2024)

Florida
(3/11/2024)

Maryland
(3/15/2024)

Texas
(3/9/2024)

Exams

State Security Law Exam

Series 63

Date: 7/28/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KENMAR SECURITIES, LLC

CRD#: 171793 / SEC#: , 8-69482

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

845 Third Avenue, Suite 1703, New York, NY 10022

Mailing Address

Po Box 5537, New York, NY 10185-5537

Phone number

(212) 596-3480

Established

Delaware since 03/17/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KENMAR OLYMPIA, LLC	OWNER
COX, ROBERT CARLEN	CHIEF COMPLIANCE OFFICER	1071103
SPOHR, DAVID KONRAD	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER	1507667

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew B. Maus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Browning Maus's CRS (Customer Relationship Summary).

Certified licenses

Experience

TGP SECURITIES, INC.

CAPITAL PORTFOLIO MANAGEMENT, INC.

CUSHMAN & WAKEFIELD SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

NEWOAK CAPITAL MARKETS LLC

R.W.PRESSPRICH & CO.

DEUTSCHE BANK SECURITIES INC.

CAPITAL PORTFOLIO MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/2020

SIE

Date: 10/1/2018

Series 7

Date: 7/22/1998

FINRA

Current Firm

KENMAR SECURITIES, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

KENMAR SECURITIES, LLC

TRUST BUT VERIFY

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