Harry E. Lenz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Edward Lenz JR was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1966. Harry had worked at 10 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 1989 - November 14, 1989
BARKLEY-LOCKMAN INVESTMENTS INC.
May 18, 1989 - October 28, 1989
FIRST ALLIANCE SECURITIES, INC.
March 10, 1988 - November 5, 1988
W. D. FARD SECURITIES, INC.
October 6, 1986 - April 8, 1988
CITADEL CAPITAL GROUP, INC.
May 29, 1984 - April 23, 1986
NORRIS & HIRSHBERG, INC.
January 12, 1984 - April 17, 1984
E. G. FRANCES CO., INC.
December 1, 1980 - December 27, 1983
HERETH, ORR & JONES, INC.
July 31, 1978 - June 19, 1980
FIRST CITIZENS MUNICIPAL CORPORATION
September 28, 1971 - June 28, 1983
COMSTOCK INVESTMENTS, INC.
January 21, 1966 - January 6, 1972
LENZ INVESTMENT INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/6/1960
Registered Representative ExaminationCurrent Firm
BARKLEY-LOCKMAN INVESTMENTS INC.
CRD#: 21933 / SEC#: , 8-39391
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
