VS
Vanessa M. Swank
VALMARK ADVISERS
Westlake, OH 44145
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CRD#: 3066833
VS
Professional summary
Vanessa Marie Swank is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Westlake, Ohio and VALMARK SECURITIES, INC. located in Westlake, Ohio.
Vanessa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Vanessa has worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Buckeye Education Foundation, Inc.; PO Box 184, Litchfield, OH, 44253; Non-Profit Charitable Organization; President; Facilitate meetings and work with members to award funds via grants and projects to the Buckeye Local School District; NOT Investment Related: Start Date 2020; Approximately 1-5 hrs. per month; I receive no compensation for my duties./// 2) Christian BusinessCares Foundation, Inc.; PO Box 98, Hinckley, OH, 44233; Non-Profit Charitable Foundation; Executive Director; Review requests and applications for assistance and work with trustees to approve and disburse grants to eligible grant recipients; NOT Investment Related'; Start Date 2019; Approximately 1-5 hrs. per month; I receive no compensation for my duties.///
CRS (Client Relationship Summary) - RIA
Click below to view Vanessa Marie Swank's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2001 - Present
VALMARK ADVISERS, INC.
Office #1: 2035 Crocker Rd., Ste 103, Westlake, OH 44145RIA
CRD#: 108050
Westlake, OH
Current
August 20, 1998 - Present
VALMARK SECURITIES, INC.
Office #1: 2035 Crocker Road Suite 103, Westlake, OH 44145BD
CRD#: 31243
Westlake, OH
Past
February 2, 2004 - December 2, 2019
ZAVERL & ASSOCIATES, INC.
RIA
CRD#: 129810
BRECKSVILLE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(8/21/1998)
IAR
Ohio(1/1/2001)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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