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DT

Daniel M. Tracy

WEITZ SECURITIES
OMAHA, NE 68131
Some features on this profile are disabled
CRD#: 3066818
DT

Professional summary

Daniel Michael Tracy, CIMA® is a registered financial professional currently at WEITZ SECURITIES, INC. located in Omaha, Nebraska.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Michael Tracy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

July 7, 2025 - Present

WEITZ SECURITIES, INC.

Office #1: Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131
BD
CRD#: 17673
OMAHA, NE
Past

December 7, 2009 - June 11, 2025

CALAMOS FINANCIAL SERVICES LLC

BD
CRD#: 19850
NAPERVILLE, IL
Past

August 24, 1998 - December 31, 2008

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nebraska
(7/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/11/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/21/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WEITZ SECURITIES, INC.
WEITZ SECURITIES, INC.

CRD#: 17673 / SEC#: , 8-35603

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131
Mailing Address
Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131
Phone number
(402) 391-1980
Established
Nebraska since 01/03/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WEITZ, WALLACE ROGERPRESIDENT; DIRECTOR462632
BENNETT, SHAR MARIEVICE PRESIDENT, TREASURER4224171
BOYNE, JAMES JOSEPHVICE PRESIDENT, ASSISTANT TREASURER2370445
DETISCH, JOHN ROBERTVICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER5895775
DORSEY, LORI ANNVICE PRESIDENT2077073
WEITZ, ANDREW STEVENSENIOR VICE PRESIDENT; DIRECTOR3070689

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEITZ SECURITIES, INC.

CRD#: 17673Omaha, NE 68131

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