Michael E. Kordewick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Thomas Kordewick, who also goes by Michael Edward Thomas Kordewkk, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2011 - December 7, 2020
FIDELITY DISTRIBUTORS COMPANY LLC
January 1, 2011 - July 22, 2011
CETERA FINANCIAL SPECIALISTS LLC
December 23, 2010 - July 22, 2011
CETERA INVESTMENT ADVISERS LLC
October 22, 2008 - February 24, 2009
FIRST TRUST ADVISORS LP
January 24, 2005 - February 24, 2009
FIRST TRUST PORTFOLIOS L.P.
July 5, 2004 - January 28, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 18, 2003 - March 30, 2004
VALIC FINANCIAL ADVISORS, INC.
October 15, 1999 - August 23, 2001
INVESCO CAPITAL MARKETS, INC.
January 22, 1999 - October 8, 1999
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY DISTRIBUTORS COMPANY LLC
CRD#: 17507 / SEC#: , 8-35097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | STOCKHOLDER | |
| ACKERMAN, CHARLES ALLAN | DIRECTOR | 2168517 |
| ADAMS, ROBERT | COO | 1291582 |
| GUSTAFSON, DALTON | PRESIDENT/DIRECTOR | 2439305 |
| HAGGERTY, MARK A | EXECUTIVE VICE PRESIDENT/DIRECTOR | 4347837 |
| KAVANAUGH, NATALIE ANN | CHIEF LEGAL OFFICER | |
| MCGINTY, JOHN JR. | CHIEF COMPLIANCE OFFICER | 5560420 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 17 |
Red Flags
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