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DB

Douglas J. Bartolf

ATTICUS WEALTH MANAGEMENT
PALM BEACH GARDENS, FL 33410
Some features on this profile are disabled
CRD#: 3066725
DB

Professional summary

Douglas Joseph Bartolf is a registered financial advisor currently at ATTICUS WEALTH MANAGEMENT located in Palm Beach Gardens, Florida.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Douglas has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Joseph Bartolf's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2018 - Present

ATTICUS WEALTH MANAGEMENT

Office #1: 11380 Prosperity Farms Road Suite 201, Palm Beach Gardens, FL 33410
RIA
CRD#: 296949
PALM BEACH GARDENS, FL
Past

October 5, 2004 - December 12, 2019

BARTOLF WEALTH ADVISORS, INC.

RIA
CRD#: 132300
CASTLE ROCK, CO
Past

October 1, 2004 - May 13, 2005

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA
Past

February 1, 1999 - October 27, 2004

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
PALM BEACH GARDENS, FL
Past

February 1, 1999 - October 27, 2004

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

July 29, 1998 - February 1, 1999

WINGSPAN INVESTMENT SERVICES

BD
CRD#: 17516
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ATTICUS WEALTH MANAGEMENT
ATTICUS WEALTH MANAGEMENT | ATTICUS WEALTH MANAGEMENT, LLC

CRD#: 296949 / SEC#: 801-113424

RIA
Registered Investment Advisory firm - (6/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/4/2021)
IAR
Texas
(2/28/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/26/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/17/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/28/1998
General Securities Representative Examination

Current Firm

AW
ATTICUS WEALTH MANAGEMENT
ATTICUS WEALTH MANAGEMENT | ATTICUS WEALTH MANAGEMENT, LLC

CRD#: 296949 / SEC#: 801-113424

RIA
Registered Investment Advisory firm - (6/21/2018 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
11380 Prosperity Farms Road Suite 201, Palm Beach Gardens, FL 33410
Mailing Address
Phone number
(561) 425-9500
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ATTICUS WEALTH MANAGEMENT PART 2A (7/2/2025)

Regulatory assets under management

Total Number of Accounts748
AUM (Assets Under Management)$ 447,497,119

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/26/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATTICUS WEALTH MANAGEMENT

CRD#: 296949Palm Beach Gardens, FL 33410

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