Douglas J. Bartolf

ATTICUS WEALTH MANAGEMENT

PALM BEACH GARDENS, FL 33410

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CRD#: 3066725

Professional summary

Douglas Joseph Bartolf is a registered financial advisor currently at ATTICUS WEALTH MANAGEMENT located in Palm Beach Gardens, Florida.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Douglas has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Joseph Bartolf's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2018 - Present

ATTICUS WEALTH MANAGEMENT

Office #1: 11380 Prosperity Farms Road Suite 201, Palm Beach Gardens, FL 33410

RIA

CRD#: 296949

PALM BEACH GARDENS, FL

Past

October 5, 2004 - December 12, 2019

BARTOLF WEALTH ADVISORS, INC.

RIA

CRD#: 132300

CASTLE ROCK, CO

Past

October 1, 2004 - May 13, 2005

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

February 1, 1999 - October 27, 2004

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

PALM BEACH GARDENS, FL

Past

February 1, 1999 - October 27, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

July 29, 1998 - February 1, 1999

WINGSPAN INVESTMENT SERVICES

CRD#: 17516

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATTICUS WEALTH MANAGEMENT

ATTICUS WEALTH MANAGEMENT | ATTICUS WEALTH MANAGEMENT, LLC

CRD#: 296949 / SEC#: 801-113424

RIA

Registered Investment Advisory firm - (6/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/4/2021)

IAR

Texas
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/17/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/28/1998

General Securities Representative Examination

Current Firm

ATTICUS WEALTH MANAGEMENT

ATTICUS WEALTH MANAGEMENT | ATTICUS WEALTH MANAGEMENT, LLC

CRD#: 296949 / SEC#: 801-113424

RIA

Registered Investment Advisory firm - (6/21/2018 Approved)

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Contact information

Main Address

11380 Prosperity Farms Road Suite 201, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 425-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATTICUS WEALTH MANAGEMENT PART 2A (7/2/2025)

Regulatory assets under management

Total Number of Accounts	748
AUM (Assets Under Management)	$ 447,497,119

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas J. Bartolf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Joseph Bartolf's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARTOLF WEALTH ADVISORS, INC.

TRIAD ADVISORS LLC

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

WINGSPAN INVESTMENT SERVICES

Primary Firm SEC Registration

ATTICUS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/1999

Series 63

Date: 12/17/1998

Series 7

Date: 7/28/1998

Current Firm

ATTICUS WEALTH MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ATTICUS WEALTH MANAGEMENT

TRUST BUT VERIFY

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