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Charles A. Robb

CARNEGIE INVESTMENT COUNSEL
LOS ANGELES, CA 90067
Some features on this profile are disabled
CRD#: 3066690
CR

Professional summary

Charles Andrew Robb, who also goes by Charles Andrew Mcdade, Charles Andrew Mcdade, Charles Andrew Robb, is a registered financial advisor currently at CARNEGIE INVESTMENT COUNSEL located in Los Angeles, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Charles has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Charles Andrew Mcdade | Charles Andrew Mcdade | Charles Andrew Robb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Andrew Robb's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2022 - Present

CARNEGIE INVESTMENT COUNSEL

Office #1: 1875 Century Park E. Suite 880, Los Angeles, CA 90067
RIA
CRD#: 150488
LOS ANGELES, CA
Past

May 28, 2022 - June 27, 2022

TELOS CAPITAL MANAGEMENT, INC.

RIA
CRD#: 149108
SAN DIEGO, CA
Past

January 2, 2013 - May 26, 2022

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
PORTLAND, ME
Past

February 5, 2011 - December 31, 2012

GRAND DISTRIBUTION SERVICES, LLC

BD
CRD#: 127700
MILWAUKEE, WI
Past

December 1, 2006 - May 24, 2022

GENTER ADVISORS LLC

RIA
CRD#: 113916
LOS ANGELES, CA
Past

November 3, 2005 - March 20, 2009

MULTIPLE FINANCIAL SERVICES, INC.

BD
CRD#: 100100
LOS ANGELES, CA
Past

January 21, 2004 - May 24, 2022

GENTER CAPITAL MANAGEMENT

RIA
CRD#: 108618
LOS ANGELES , CA
Past

May 13, 2002 - November 14, 2003

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
ORLANDO, FL
Past

July 15, 1999 - November 14, 2003

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CARNEGIE INVESTMENT COUNSEL
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | CARNEGIE INVESTMENT COUNSEL

CRD#: 150488 / SEC#: 801-70242

RIA
Registered Investment Advisory firm - (4/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/1/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/10/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/6/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/22/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/20/2002
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/16/2002
General Securities Sales Supervisor - Options Module Examination

Current Firm

CI
CARNEGIE INVESTMENT COUNSEL
CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | CARNEGIE INVESTMENT COUNSEL

CRD#: 150488 / SEC#: 801-70242

RIA
Registered Investment Advisory firm - (4/30/2009 Approved)
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Contact information

Main Address
30300 Chagrin Boulevard, Pepper Pike, OH 44124
Mailing Address
Phone number
(216) 367-4114
Established
Firm type
Fiscal year end
# of Employees
70

SEC notice filing (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CARNEGIE FORM ADV PART 2A 03-31-2025 (4/1/2025)

Regulatory assets under management

Total Number of Accounts8,127
AUM (Assets Under Management)$ 6,520,130,588

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/09/2024
Cover Page
Report
07/13/2023
Cover Page
Report
02/08/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARNEGIE INVESTMENT COUNSEL

CRD#: 150488Los Angeles, CA 90067

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