Christopher P. Russick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Patrick Russick, who also goes by Chris Russick, Christopher P Russick, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2021 - September 21, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 13, 2021 - September 20, 2023
FIDELITY BROKERAGE SERVICES LLC
October 7, 2020 - December 2, 2020
MIDWESTERN SECURITIES TRADING COMPANY, LLC
July 31, 2020 - December 2, 2020
MIDWESTERN SECURITIES TRADING COMPANY, LLC
August 27, 1998 - March 12, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
July 6, 1998 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 6, 1998 - March 12, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/31/2020
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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