Arthur I. Lenowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Irving Lenowitz was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1965. Arthur had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2003 - December 4, 2003
GREAT EASTERN SECURITIES, INC.
June 18, 1999 - June 27, 2001
TELARO SECURITIES, INC.
November 5, 1996 - June 4, 1999
PREFERRED SECURITIES GROUP, INC.
April 19, 1996 - December 5, 2001
SOUTHERN FINANCIAL GROUP, INC.
April 18, 1994 - April 19, 1996
CAPTRUST SECURITIES CORPORATION
September 22, 1992 - May 17, 1994
FLORIDA FINANCIAL CENTERS, INC.
February 5, 1965 - January 8, 1991
FIRST FUNDING SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/15/1956
Registered Representative ExaminationCurrent Firm
GREAT EASTERN SECURITIES, INC.
CRD#: 2061 / SEC#: , 8-16880
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
Red Flags
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