Brian C. Cashmere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Craig Cashmere was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1999. Brian had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2015 - December 9, 2015
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
November 19, 2012 - February 19, 2013
LPL FINANCIAL LLC
October 7, 2010 - May 23, 2011
COLORADO FINANCIAL SERVICE CORPORATION
August 15, 2007 - October 11, 2010
AMERICAN CLASSIC SECURITIES, INC.
May 25, 2005 - September 20, 2005
BROKERSXPRESS LLC
September 19, 2002 - December 19, 2003
1717 CAPITAL MANAGEMENT COMPANY
January 8, 2001 - December 7, 2001
UBS FINANCIAL SERVICES INC.
March 1, 1999 - January 8, 2001
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
CRD#: 104237 / SEC#: , 8-52699
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRONCOSO, ARTHUR BONIFICIO JR | CCO/CHEIF COMPLIANCE OFFICER | 2922193 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
