Raliegh D. Riddoch

BSW WEALTH PARTNERS

Boulder, CO 80304

Some features on this profile are disabled

CRD#: 3066175

Professional summary

Raliegh Darin Riddoch, CFP® is a registered financial advisor currently at BSW WEALTH PARTNERS located in Boulder, Colorado.

Raliegh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Raliegh has worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raliegh Darin Riddoch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 24, 2006 - Present

BSW WEALTH PARTNERS

Office #1: 2300 Broadway Street, Boulder, CO 80304

RIA

CRD#: 107485

Boulder, CO

Past

October 6, 2004 - June 27, 2005

TD AMERITRADE, INC.

RIA

CRD#: 7870

GREENWOOD VILLAGE, CO

Past

October 6, 2004 - June 27, 2005

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

October 15, 2003 - October 7, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

, CO

Past

July 27, 2000 - October 7, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

July 13, 1998 - January 18, 2000

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BSW WEALTH PARTNERS

CRD#: 107485 / SEC#: 801-45532

RIA

Registered Investment Advisory firm - (1/3/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/24/2006)

IAR

Texas
(12/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/10/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/25/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/16/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

BSW WEALTH PARTNERS

CRD#: 107485 / SEC#: 801-45532

RIA

Registered Investment Advisory firm - (1/3/1994 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2300 Broadway Street, Boulder, CO 80304

Mailing Address

Phone number

(303) 444-9696

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BSW ADV BROCHURE AUGUST 2025 (8/26/2025)

Regulatory assets under management

Total Number of Accounts	3,785
AUM (Assets Under Management)	$ 1,978,314,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Philip Richman

CICLO WEALTH LLC

IAR

Portland, OR

Wesley Brown

REMNANT WEALTH

IAR

Gaithersburg, MD

Dion Stumpo

PFS INVESTMENTS INC.

DULUTH, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Raliegh D. Riddoch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raliegh Darin Riddoch's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

BSW WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2003

Series 63

Date: 7/20/1998

Series 7

Date: 7/10/1998

Series 10

Date: 10/25/2002

Series 9

Date: 8/16/2002

Current Firm

BSW WEALTH PARTNERS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BSW WEALTH PARTNERS

TRUST BUT VERIFY

Similar Advisors