Bryan Welch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Welch was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1998. Bryan had worked at 5 firms and has passed the Series 63, Series 56, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2011 - January 23, 2012
CHIMERA SECURITIES, LLC
May 4, 2011 - June 20, 2011
T3 TRADING GROUP, LLC
March 3, 2003 - June 2, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
February 13, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
August 24, 1998 - October 1, 1998
NORTHEAST SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 11/3/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 6/18/2001
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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