MG
Michael C. Galkoski
AMERICAN CENTURY INVESTMENT SERVICES
New York, NY 10017
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CRD#: 3066155
MG
Professional summary
Michael Carl Galkoski, who also goes by Michael Carl Sterling-galkoski, is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Carl Sterling-Galkoski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Carl Galkoski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2008 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 330 Madison, New York, NY 10017BD
CRD#: 17437
New York, NY
Past
April 17, 2007 - January 2, 2008
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
June 16, 2004 - December 19, 2005
OFI PRIVATE INVESTMENTS INC
RIA
CRD#: 107807
NEW YORK, NY
Past
June 16, 2004 - May 9, 2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
June 27, 2002 - May 27, 2004
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
NEW YORK, NY
Past
October 30, 2000 - June 4, 2002
LAIDLAW GLOBAL SECURITIES, INC.
BD
CRD#: 19018
NEW YORK, NY
Past
January 19, 2000 - October 19, 2000
MONTROSE CAPITAL MANAGEMENT LTD.
BD
CRD#: 40799
NEW YORK, NY
Past
October 1, 1999 - January 19, 2000
SOLID ISG CAPITAL MARKETS, LLC
BD
CRD#: 39375
NEW YORK, NY
Past
May 5, 1999 - September 27, 1999
PRIME CHARTER LTD.
BD
CRD#: 25668
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2008)
RR
Alaska(1/15/2008)
RR
Arizona(1/15/2008)
RR
Arkansas(1/15/2008)
RR
California(1/15/2008)
RR
Colorado(1/15/2008)
RR
Connecticut(1/15/2008)
RR
Delaware(1/15/2008)
RR
District of Columbia(1/15/2008)
RR
Florida(1/15/2008)
RR
Georgia(1/15/2008)
RR
Hawaii(1/15/2008)
RR
Idaho(1/15/2008)
RR
Illinois(1/15/2008)
RR
Indiana(1/15/2008)
RR
Iowa(1/15/2008)
RR
Kansas(1/15/2008)
RR
Kentucky(1/15/2008)
RR
Louisiana(1/15/2008)
RR
Maine(1/15/2008)
RR
Maryland(1/15/2008)
RR
Massachusetts(1/15/2008)
RR
Michigan(1/15/2008)
RR
Minnesota(1/15/2008)
RR
Mississippi(1/15/2008)
RR
Missouri(1/15/2008)
RR
Montana(1/15/2008)
RR
Nebraska(1/15/2008)
RR
Nevada(1/15/2008)
RR
New Hampshire(1/15/2008)
RR
New Jersey(1/15/2008)
RR
New Mexico(1/15/2008)
RR
New York(1/15/2008)
RR
North Carolina(1/15/2008)
RR
North Dakota(1/15/2008)
RR
Ohio(1/16/2008)
RR
Oklahoma(1/15/2008)
RR
Oregon(1/15/2008)
RR
Pennsylvania(1/15/2008)
RR
Puerto Rico(7/13/2015)
RR
Rhode Island(1/15/2008)
RR
South Carolina(1/15/2008)
RR
South Dakota(1/15/2008)
RR
Tennessee(7/13/2015)
RR
Texas(1/15/2008)
RR
Utah(1/15/2008)
RR
Vermont(1/15/2008)
RR
Virgin Islands(7/13/2015)
RR
Virginia(1/15/2008)
RR
Washington(1/15/2008)
RR
West Virginia(1/15/2008)
RR
Wisconsin(1/15/2008)
RR
Wyoming(1/15/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 7/31/1998
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CENTURY INVESTMENT SERVICES INC.
AMERICAN CENTURY BROKERAGE | TWENTIETH CENTURY SECURITIES, INC. | PLAZA SECURITIES CORPORATION | AMERICAN CENTURY INVESTMENT SERVICES, INC. | AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4500 Main Street, Kansas City, MO 64111
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(800) 345-2021
Established
Missouri since 04/18/1962
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
