Laura A. Hatfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Ann Hatfield, who also goes by Laura A Hatfield, Laura Ann Joyce, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1998. Laura had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2005 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
October 14, 2004 - August 23, 2017
STRATEGIC ADVISERS LLC
August 11, 2000 - November 9, 2005
NATIONAL FINANCIAL SERVICES LLC
July 22, 1998 - August 22, 2017
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
