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KG

Kevin J. Gordon

Some features on this profile are disabled
CRD#: 3065862
KG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin J Gordon was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1998. Kevin had worked at 10 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 20, 2023 - April 15, 2024

SKYWAY CAPITAL MARKETS, LLC

BD
CRD#: 124630
Miami Lakes, FL
Past

October 2, 2014 - August 30, 2022

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

September 2, 2014 - September 18, 2014

WILMINGTON CAPITAL SECURITIES, LLC

BD
CRD#: 133839
DELRAY BEACH, FL
Past

July 17, 2012 - August 21, 2014

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

December 8, 2010 - June 29, 2012

BRONSON & CO., LLC

BD
CRD#: 45025
CORAL GABLES, FL
Past

September 5, 2008 - November 30, 2009

ACP SECURITIES, LLC

BD
CRD#: 139049
MIAMI, FL
Past

November 30, 2006 - July 10, 2008

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

August 7, 2003 - November 21, 2007

THE KLEIN GROUP, LLC

BD
CRD#: 46472
MIAMI, FL
Past

March 14, 2002 - August 14, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FORT LAUDERDALE, FL
Past

March 14, 2002 - August 14, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

May 15, 2001 - March 4, 2002

STERLING FINANCIAL INVESTMENT GROUP, INC.

BD
CRD#: 41506
BOCA RATON, FL
Past

July 16, 1998 - September 15, 1999

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/5/1998
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/14/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/12/2007
General Securities Principal Examination

Current Firm

SC
SKYWAY CAPITAL MARKETS, LLC
SKYWAY ADVISORS, LLC | SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630 / SEC#: , 8-65702

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Mailing Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Phone number
(813) 210-9530
Established
Florida since 09/17/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAYMUS CAPITAL HOLDINGS, LLCOWNER
CARTER, ANA RCHIEF FINANCIAL OFFICER4424794
FREEMAN, MICHAEL ALLENOWNER1269039
MEUNIER, CHRISTOPHER JABOACHIEF COMPLIANCE OFFICER7407392
OVERBY, ROGER LYNNOWNER1919255
TRABER, MARTIN ALBERTOWNER6717637
WOOMER, ROBERTCHIEF EXECUTIVE OFFICER4255937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630

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