Jason B. Stahl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Bryan Stahl was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1998. Jason had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2009 - September 17, 2020
EK RILEY INVESTMENTS, LLC
May 26, 2006 - September 17, 2020
EK RILEY INVESTMENTS, LLC
July 12, 2004 - December 31, 2005
BANC OF AMERICA SECURITIES LLC
July 12, 2004 - February 17, 2006
BANC OF AMERICA SECURITIES LLC
May 2, 2002 - July 12, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 12, 1999 - July 12, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 18, 1999 - July 12, 1999
BA INVESTMENT SERVICES, INC.
July 20, 1998 - June 23, 1999
HARRIS INVESTORLINE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/23/2024
General Securities Representative ExaminationCurrent Firm
EK RILEY INVESTMENTS, LLC
CRD#: 121003 / SEC#: 801-78547, 8-65369
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EK RILEY & CO., INC. | MEMBER | |
| LOUCH, AARON DAVID | CCO / CHIEF FINANCIAL OFFICER | 2662983 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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