Christian L. Sellier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Louis Sellier was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1998. Christian had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2015 - May 22, 2017
SCOTTRADE, INC.
August 22, 2013 - August 10, 2015
PACIFIC SELECT DISTRIBUTORS, LLC
October 27, 2009 - April 24, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 27, 2008 - October 7, 2009
TOUCHSTONE SECURITIES, INC.
August 6, 2007 - September 10, 2008
B. C. ZIEGLER AND COMPANY
September 8, 2004 - July 13, 2007
EVERLAKE DISTRIBUTORS, LLC
August 22, 2002 - September 1, 2004
BANC ONE SECURITIES CORPORATION
December 17, 2001 - July 25, 2002
CHASE INVESTMENT SERVICES CORP.
January 4, 2001 - October 3, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
January 4, 2001 - October 3, 2001
VALIC FINANCIAL ADVISORS, INC.
December 16, 1998 - September 1, 2000
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTTRADE, INC.
CRD#: 8206 / SEC#: , 8-24760
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TD AMERITRADE ONLINE HOLDINGS CORP. | OWNER | |
| BOUDROT, SUSAN M | CHIEF COMPLIANCE OFFICER | 2472538 |
| BOYLE, STEPHEN JOHN | CHIEF FINANCIAL OFFICER | 6501238 |
| DESILVA, PETER JAMES | PRESIDENT, DIRECTOR | 1740057 |
| KIMM, DAVID ROBERT | CHIEF RISK OFFICER | 722941 |
| NALLY, THOMAS ANDREW | EVP, INSTITUTIONAL SERVICES | 2479301 |
| QUIRK, STEVEN MARK | SVP, TRADER GROUP | 2728768 |
| RICKETTS, JUDITH K | VP, MD OPERATIONS | 2758924 |
| YATES, WILLIAM THOMAS | TREASURER, FINOP | 2749545 |
Disclosures
| Regulatory Event | 51 |
| Arbitration | 33 |
| Bond | 1 |
Red Flags
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