CM
Christopher M. Miller
TLG ADVISORS
Sandy, UT 84070
Some features on this profile are disabled
CRD#: 3065670
CM
Professional summary
Christopher Michael Miller, who also goes by Christopher Michael Miller, Chris Michael Miller, Chris Miller, is a registered financial advisor currently at TLG ADVISORS, INC. located in Sandy, Utah and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 10 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Michael Miller | Chris Michael Miller | Chris Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) ALLEGIS ADVISORS GROUP, A SIMPLICITY COMPANY - 10/30/2022 - 75 W Towne Ridge Pkwy, Suite 210, Sandy, UT 84070 - President, Oversee the entity/set vision strategy/recruit agents, Not Invt Rel, Insurance business, 50 hrs/mo; 200 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 9/15/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2023 - Present
TLG ADVISORS, INC.
Office #1: 75 W Towne Ridge Pkwy, Suite 210, Sandy, UT 84070RIA
CRD#: 111052
Sandy, UT
Current
September 15, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
May 15, 2019 - October 17, 2022
TOWNSQUARE CAPITAL, LLC
RIA
CRD#: 288576
Sandy, UT
Past
May 14, 2019 - October 18, 2022
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
South Jordan, UT
Past
July 3, 2014 - July 12, 2018
ALLEGIS INVESTMENT ADVISORS, LLC
RIA
CRD#: 157314
South Jordan, UT
Past
February 28, 2014 - June 12, 2019
ALLEGIS INVESTMENT SERVICES, LLC
BD
CRD#: 168557
SOUTH JORDAN, UT
Past
January 6, 2010 - June 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.
RIA
CRD#: 19061
SOUTH JORDAN, UT
Past
January 5, 2010 - June 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
SOUTH JORDAN, UT
Past
October 3, 2007 - December 31, 2009
INSPHERE SECURITIES, INC.
RIA
CRD#: 136433
SALT LAKE CITY, UT
Past
February 8, 2007 - December 31, 2009
INSPHERE SECURITIES, INC.
BD
CRD#: 136433
SALT LAKE CITY, UT
Past
June 4, 2004 - October 3, 2007
ALLEGIS ADVISORS, INC.
RIA
CRD#: 131242
SALT LAKE CITY, UT
Past
December 15, 2003 - June 15, 2004
EQUITY SERVICES, INC.
RIA
CRD#: 265
SALT LAKE CITY, UT
Past
June 16, 1998 - December 31, 2006
EQUITY SERVICES, INC.
BD
CRD#: 265
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(12/7/2023)
RR
Utah(9/18/2023)
IAR
Utah(9/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
