Ronald R. Blasczyk

RB INVESTMENT MANAGEMENT

Little Suamico, WI

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CRD#: 3065429

Professional summary

Ronald Richard Blasczyk, who also goes by Ron Blasczyk, is a registered financial advisor currently at RB INVESTMENT MANAGEMENT INC. located in Little Suamico, Wisconsin.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Ronald has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Blasczyk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Richard Blasczyk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2022 - Present

RB INVESTMENT MANAGEMENT INC.

RIA

CRD#: 318967

Little Suamico, WI

Past

January 3, 2011 - May 17, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MANITOWOC, WI

Past

January 3, 2011 - May 17, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MANITOWOC, WI

Past

October 2, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

GREEN BAY, WI

Past

October 2, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

GREEN BAY, WI

Past

March 27, 2006 - September 18, 2008

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

TWO RIVERS, WI

Past

December 16, 2005 - April 3, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

GREEN BAY, WI

Past

October 15, 2003 - September 12, 2005

VISION INVESTMENT SERVICES, INC.

CRD#: 46609

ROSEMONT, IL

Past

May 2, 2002 - October 16, 2003

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

January 19, 2001 - April 18, 2002

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

July 6, 1998 - January 26, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/23/2022)

IAR

Wisconsin
(5/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/1998

General Securities Representative Examination

Current Firm

RB INVESTMENT MANAGEMENT INC.

CRD#: 318967 / SEC#: 801-124968

RIA

Registered Investment Advisory firm - (8/26/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (8/25/2022 Approved)

Wisconsin

Registered Investment Advisory firm - (8/17/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Little Suamico, WI

Mailing Address

P.o. Box 21, Little Suamico, WI 54141

Phone number

(920) 634-0289

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 11,548,843

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald R. Blasczyk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Richard Blasczyk's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

U.S. BANCORP INVESTMENTS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

VISION INVESTMENT SERVICES, INC.

FISERV INVESTOR SERVICES, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/2009

Series 63

Date: 7/2/1998

SIE

Date: 10/1/2018

Series 7

Date: 6/30/1998

Current Firm

RB INVESTMENT MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RB INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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