JO
John M. Overstreet
BCO WEALTH MANAGEMENT
Carlsbad, NM 88220
Some features on this profile are disabled
CRD#: 3065160
JO
Professional summary
John Milo Overstreet is a registered financial advisor currently at BCO WEALTH MANAGEMENT, LLC located in Carlsbad, New Mexico and LINCOLN INVESTMENT located in Carlsbad, New Mexico.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE POSITION: 100% OWNER NATURE: FIXED INSURANCE PRODUCTS INVESTMENT RELATED: YES NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/1996 ADDRESS: 412 N CANAL STREET, CARLSBAD NM 88220 DESCRIPTION: SALE AND REVEIW OF FIXED INCOME PRODUCTS ATEAM PRODUCTIONS POSITION: 100% MANAGING MEMBER NATURE: TAX SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/1989 ADDRESS: 1507 N CANAL STREET, CARLSBAD NM 88220 DESCRIPTION: TAX RETURNS FOR FAMILY MEMBERS AND CLOSE FRIENDS COLE & OVERSTREET LLC POSITION: 50% MANANGING MEMBER NATURE: COMMERCIAL REAL ESTATE INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/1996 ADDRESS: 412 N CANAL ST, CARLSBAD NM 88220 DESCRIPTION: HOLDS COMMERICAL PROPERTY LEASED OVERSTREET LLC POSITION: 80% MANAGING MEMBER WITH WIFE20% OWNED BY CHILDREN NATURE: INVESMENTS FOR PERSONAL USE INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2000 ADDRESS: 1507 N CANAL STREET, CARLSBAD NM 88220 DESCRIPTION: INVESTMENTS FOR MY FAMILY BURBA COLE OVERSTREET LLC POSITION: managing partner 50% NATURE: financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/01/1996 ADDRESS: 412 N Canal Street, Carlsbad NM 88220, United States DESCRIPTION: The firm manages employees and other related costs. The firm has some direct Fixed insurance business paid directly to the firm. BCO WEALTH MANAGEMENT, LLC POSITION: managing member, IAR, CCO, Co-owner NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 07/22/2022 ADDRESS: 412 N Canal St, Carlsbad NM 88220, United States DESCRIPTION: Investment related services FIRST METHODIST CHURCH POSITION: member NATURE: serve on committees INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 207 N Halagueno, Carlsbad NM 88220, United States DESCRIPTION: at times I serve on the Finance Committee, Endowment Committee, and Church Council (the Council provides planning and implementing programs of nurture, outreach, witness and resources) other related committees as needed.
CRS (Client Relationship Summary) - RIA
Click below to view John Milo Overstreet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2022 - Present
BCO WEALTH MANAGEMENT, LLC
Office #1: 412 N Canal St, Carlsbad, NM 88220RIA
CRD#: 322276
Carlsbad, NM
Current
June 1, 2012 - Present
LINCOLN INVESTMENT
Office #1: 412 N Canal Street P. O. Box 1448, Carlsbad, NM 88221-1448RIA
BD
CRD#: 519
Carlsbad, NM
Past
June 5, 2012 - November 4, 2022
CAPITAL ANALYSTS
RIA
CRD#: 162200
CARLSBAD, NM
Past
June 1, 2012 - November 4, 2022
LINCOLN INVESTMENT
RIA
CRD#: 519
FORT WASHINGTON, PA
Past
May 4, 2005 - June 1, 2012
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
CARLSBAD, NM
Past
May 4, 2005 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CARLSBAD, NM
Past
July 8, 1999 - May 4, 2005
OSAIC FA, INC.
RIA
CRD#: 3978
CARLSBAD, NM
Past
June 25, 1998 - May 4, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
June 25, 1998 - May 4, 2005
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BCO WEALTH MANAGEMENT, LLC
BCO WEALTH MANAGEMENT, LLC
CRD#: 322276 / SEC#: 801-126061
RIA
Registered Investment Advisory firm - (7/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/2/2014)
RR
Arizona(6/1/2012)
RR
Arkansas(6/1/2012)
RR
California(6/1/2012)
RR
Colorado(6/1/2012)
RR
Florida(6/2/2012)
RR
Georgia(6/1/2012)
RR
Illinois(6/1/2012)
RR
Indiana(3/5/2018)
RR
Iowa(6/1/2012)
RR
Kansas(6/1/2012)
RR
Kentucky(6/1/2012)
RR
Maine(6/1/2012)
RR
Maryland(4/22/2019)
RR
Michigan(6/25/2014)
RR
Minnesota(6/1/2012)
RR
Missouri(6/1/2012)
RR
Nebraska(6/1/2012)
RR
Nevada(6/1/2012)
RR
New Jersey(8/25/2015)
RR
New Mexico(6/1/2012)
IAR
New Mexico(7/11/2022)
RR
North Carolina(4/24/2017)
RR
Ohio(6/1/2012)
RR
Oklahoma(8/21/2012)
RR
Oregon(6/1/2012)
RR
Pennsylvania(6/1/2022)
RR
South Dakota(6/1/2012)
RR
Tennessee(6/1/2012)
RR
Texas(6/1/2012)
IAR
Texas(7/11/2022)
RR
Utah(6/17/2013)
RR
Virginia(6/1/2012)
RR
Washington(6/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BCO WEALTH MANAGEMENT, LLC
BCO WEALTH MANAGEMENT, LLC
CRD#: 322276 / SEC#: 801-126061
RIA
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Contact information
Main Address
412 N Canal St, Carlsbad, NM 88220
Mailing Address
Phone number
(575) 887-2013
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,111 |
| AUM (Assets Under Management) | $ 300,482,599 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
