Darryl A. Payne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl Anthony Payne, who also goes by Darryl A Payne, was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 1998. Darryl had worked at 7 firms and has passed the Series 66, Series 3, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2010 - May 3, 2012
EDELMAN FINANCIAL SERVICES, LLC
January 19, 2010 - May 3, 2012
SANDERS MORRIS LLC
August 16, 2007 - September 25, 2009
MSI FINANCIAL SERVICES, INC.
August 6, 2007 - September 25, 2009
MSI FINANCIAL SERVICES, INC.
May 20, 2003 - February 27, 2007
TRUIST INVESTMENT SERVICES, INC.
September 18, 2002 - February 27, 2007
TRUIST INVESTMENT SERVICES, INC.
May 26, 2000 - April 27, 2001
TRUIST INVESTMENT SERVICES, INC.
December 3, 1999 - May 26, 2000
CRESTAR SECURITIES CORPORATION
April 1, 1999 - August 27, 1999
FIRST UNION BROKERAGE SERVICES, INC.
June 2, 1998 - February 22, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL SERVICES, LLC
CRD#: 113299 / SEC#: 801-64567
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
