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Darryl Anthony Payne

CRD# 3064921·Registered 1998 - 2012
Previously Registered: Being a previously registered professional could mean that Darryl is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darryl Anthony Payne, who also goes by Darryl A Payne, was a registered financial advisor. Darryl was a previously registered financial professional and started their career in finance 1998 - 2012. Darryl had worked at 7 firms and has passed the Series 66, Series 3, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darryl A Payne

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

Past

EDELMAN FINANCIAL SERVICES, LLCPast·CRD# 113299
RIA
Tysons Corner, VA
January 19, 2010 - May 3, 2012
SANDERS MORRIS LLCPast·CRD# 20580
BD
Tysons Corner, VA
January 19, 2010 - May 3, 2012
MSI FINANCIAL SERVICES, INC.Past·CRD# 14251
RIA
Columbia, MD
August 16, 2007 - September 25, 2009
MSI FINANCIAL SERVICES, INC.Past·CRD# 14251
BD
Columbia, MD
August 6, 2007 - September 25, 2009
TRUIST INVESTMENT SERVICES, INC.Past·CRD# 17499
RIA
Washington, DC
May 20, 2003 - February 27, 2007
TRUIST INVESTMENT SERVICES, INC.Past·CRD# 17499
BD
Washington, DC
September 18, 2002 - February 27, 2007
TRUIST INVESTMENT SERVICES, INC.Past·CRD# 17499
BD
Atlanta, GA
May 26, 2000 - April 27, 2001
CRESTAR SECURITIES CORPORATIONPast·CRD# 17464
BD
Richmond, VA
December 3, 1999 - May 26, 2000
FIRST UNION BROKERAGE SERVICES, INC.Past·CRD# 8112
BD
Charlotte, NC
April 1, 1999 - August 27, 1999
SIGNATOR INVESTORS, INC.Past·CRD# 468
BD
Boston, MA
June 2, 1998 - February 22, 1999

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Current Firm

EF
EDELMAN FINANCIAL SERVICES, LLC

EDELMAN FINANCIAL | EDELMAN FINANCIAL SERVICES, LLC | EDELMAN FINANCIAL SERVICES LLC | EDELMAN FINANCIAL SERVICES INC.

CRD#: 113299 / SEC#: 801-64567

Contact Information

Main Address

4000 Legato Road 9th Floor, Fairfax, VA 22033-2892

Documents

Latest Form ADV

Part 2 Brochures

EDELMAN FINANCIAL SERVICES FORM ADV PART 2A (3/30/2018)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2003About the Series 66 exam

Series 3 — National Commodity Futures Examination

Passed May 2009About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1998About the Series 6 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Mar 2009About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Dec 2008About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Dec 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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