Hercel L. Leveringston
Professional summary
Hercel L Leveringston, who also goes by Hercel Lamont Leveringston, Hercel Leveringston, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
Hercel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Hercel has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Hercel L Leveringston's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2015 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8332 Woodfield Crossing Blvd., Indianapolis, IN 46240October 15, 2015 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482December 20, 2013 - August 12, 2015
J.P. MORGAN SECURITIES LLC
January 18, 2006 - November 6, 2013
KEY INVESTMENT SERVICES LLC
December 5, 2003 - January 18, 2006
KEYBANC CAPITAL MARKETS INC.
September 10, 1998 - September 15, 2003
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2017)
(7/27/2020)
(4/3/2020)
(2/13/2020)
(7/12/2021)
(10/7/2021)
(10/21/2015)
(10/23/2015)
(3/5/2020)
(10/16/2015)
(10/22/2015)
(12/17/2021)
(11/28/2017)
(7/14/2021)
(10/20/2020)
(10/14/2020)
(2/13/2020)
(4/10/2024)
(3/25/2021)
(7/2/2020)
(10/20/2015)
(1/22/2021)
(10/14/2020)
(3/6/2020)
(10/19/2015)
(10/19/2015)
(1/8/2020)
(10/16/2015)
(4/9/2020)
(6/17/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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