Drew Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Miller, who also goes by Raymond A Miller Jr, was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 1998. Drew had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2016 - December 31, 2016
FINANCIAL THREAT ANALYSIS LLC
October 25, 2001 - October 2, 2008
H. ROARK & ASSOCIATES, INC.
November 11, 1998 - February 21, 2001
QA3 FINANCIAL CORP.
July 24, 1998 - October 27, 1998
SECURITIES AMERICA, INC.
February 25, 1998 - December 31, 2007
HEARTLAND MANAGEMENT CONSULTING GROUP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL THREAT ANALYSIS LLC
CRD#: 282260 / SEC#:
Contact information
Red Flags
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