Jeremy A. Ellis

GENESIS CAPITAL

Atlanta, GA 30326

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CRD#: 3064632

Professional summary

Jeremy Alexander Ellis is a registered financial professional currently at GENESIS CAPITAL, LLC located in Atlanta, Georgia.

Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2001. Jeremy has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Alexander Ellis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2004 - Present

GENESIS CAPITAL, LLC

Office #1: 3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326Office #2: 3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326

CRD#: 128801

Atlanta, GA

Past

February 5, 2001 - July 26, 2002

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/11/2022)

Arizona
(5/2/2022)

California
(1/11/2022)

Colorado
(1/11/2022)

Delaware
(1/11/2022)

Florida
(1/11/2022)

Georgia
(12/3/2004)

Illinois
(1/11/2022)

Kentucky
(1/19/2022)

Louisiana
(12/4/2023)

Massachusetts
(1/11/2022)

Mississippi
(1/11/2022)

Missouri
(1/11/2022)

New Hampshire
(2/21/2024)

New Jersey
(3/7/2024)

New York
(1/11/2022)

North Carolina
(1/11/2022)

Ohio
(12/4/2023)

Pennsylvania
(1/11/2022)

South Carolina
(1/11/2022)

Tennessee
(1/11/2022)

Texas
(1/11/2022)

Virginia
(1/11/2022)

Wisconsin
(5/30/2024)

Exams

State Security Law Exam

Series 63

Date: 12/2/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 1/10/2005

Introducing Broker/Dealer Financial Operations Principal Examination

SRO Registrations

FINRA

Current Firm

GENESIS CAPITAL, LLC

G.C. SECURITIES, L.L.C. | GENESIS CAPITAL, LLC

CRD#: 128801 / SEC#: , 8-66178

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326

Mailing Address

3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326

Phone number

(404) 816-7535

Established

Georgia since 04/18/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (24 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
JONGO INC.	MEMBER/OWNER
COLLIER, MARY ALEXANDRA	CHIEF COMPLIANCE OFFICER	6478463
ELLIS, JEREMY ALEXANDER	FINOP	3064632
GOLDMAN, JONATHAN DAVID	MANAGING PARTNER & CEO	2003729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy A. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Alexander Ellis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON STEPHENS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/2004

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2001

Series 14

Date: 1/2/2023

Series 24

Date: 5/16/2006

Series 28

Date: 1/10/2005

FINRA

Current Firm

GENESIS CAPITAL, LLC

Contact information

FINRA licenses (24 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GENESIS CAPITAL, LLC

TRUST BUT VERIFY

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