Brian C. Featherstone
Professional summary
Brian Che Featherstone was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Brian had worked at 4 firms, which includes CARLTON CAPITAL INC., PARK CAPITAL SECURITIES LLC, THE CONCORD EQUITY GROUP LLC, GENEVA CAPITAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2004 - March 21, 2006
CARLTON CAPITAL INC.
February 1, 2001 - January 2, 2004
PARK CAPITAL SECURITIES, LLC
November 16, 1999 - January 11, 2001
THE CONCORD EQUITY GROUP, LLC
September 1, 1999 - November 17, 1999
GENEVA CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 8/31/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
CARLTON CAPITAL INC.
CRD#: 42533 / SEC#: , 8-49874
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
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