JM
Jeffrey M. Mcclure
TRAJAN WEALTH, L.L.C.
Fortville, IN
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CRD#: 3064148
JM
Professional summary
Jeffrey Michael Mcclure is a registered financial advisor currently at TRAJAN WEALTH, L.L.C. located in Fortville, Indiana.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeffrey has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SPEED N SHINE, 1360 E BROADWAY STREET STE C, FORTVILLE IN 46040; BUSINESS IS NOT INVESTMENT RELATED; NATURE OF BUSINESS: DETAILING, PAINT CORRECTION, PAINT PROTECTION FILM & CERAMIC COATING; POSITION: CO-OWNER; START DATE: 7/15/20; 8 HRS/MONTH DEVOTED TO BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES HOURS; DUTIES: PRIMARY INVESTOR IN THE BUSINESS FOR MY SON TO RUN IT. Jeffrey M. McClure has a financial industry affiliated business as an insurance agent. Not more than 30% of his time is spent on this activity. From time to time, he offers clients advice or products from this activity. Mr. McClure may receive separate yet typical compensation in the form of commissions for the sale of insurance products (i.e. annuities) with commission and/or revenue sharing arrangements typically ranging from 3% to 7%. These practices represent a conflict of interest because it gives Mr. McClure an incentive to recommend products based on the commission amount received. This conflict is mitigated by the fact that Mr. McClure has a fiduciary responsibility to place the best interest of the client first and clients are not required to purchase any products. Clients have the option to purchase these products through another insurance agent of their choosing.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Michael Mcclure's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2025 - Present
TRAJAN WEALTH, L.L.C.
RIA
CRD#: 158847
Fortville, IN
Past
November 14, 2011 - October 4, 2023
VIRTUS INVESTMENT ADVISERS, LLC
RIA
CRD#: 106982
FORTVILLE, IN
Past
November 10, 2011 - October 4, 2023
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
January 4, 2010 - October 10, 2011
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
SAN FRANCISCO, CA
Past
January 4, 2010 - October 10, 2011
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
CHARLOTTE, NC
Past
May 15, 2009 - January 4, 2010
EVERGREEN INVESTMENT MANAGEMENT CO
RIA
CRD#: 104594
BOSTON, MA
Past
September 24, 2007 - January 4, 2010
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Past
May 9, 2005 - September 5, 2007
BOFA ADVISORS, LLC
RIA
CRD#: 107900
FORTVILLE, IN
Past
July 27, 2004 - September 5, 2007
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
September 24, 2002 - August 13, 2004
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
November 16, 2001 - September 6, 2002
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
October 20, 1998 - October 15, 2001
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRAJAN WEALTH, L.L.C.
TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.
CRD#: 158847 / SEC#: 801-100392
RIA
Registered Investment Advisory firm - (6/29/2015 Approved)California
Registered Investment Advisory firm - (5/25/2016 Terminated)Colorado
Registered Investment Advisory firm - (4/28/2016 Terminated)Texas
Registered Investment Advisory firm - (11/14/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(1/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
TRAJAN WEALTH, L.L.C.
TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.
CRD#: 158847 / SEC#: 801-100392
RIA
Registered Investment Advisory firm - (6/29/2015 Approved)California
Registered Investment Advisory firm - (5/25/2016 Terminated)Colorado
Registered Investment Advisory firm - (4/28/2016 Terminated)Texas
Registered Investment Advisory firm - (11/14/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18700 North Hayden Road Suite 470, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 990-3300
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,595 |
| AUM (Assets Under Management) | $ 1,969,683,196 |
Red Flags
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