Gerald D. Crosby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald D Crosby JR, who also goes by Jerry Crosby, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1998. Gerald had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - October 20, 2017
ATIS, INC
September 24, 2009 - November 12, 2010
HB SECURITIES, LLC
February 23, 2006 - October 4, 2007
SYNERGY INVESTMENT GROUP, LLC
August 17, 2004 - December 31, 2005
THE INVESTMENT CENTER, INC.
November 7, 2003 - June 18, 2004
QUESTAR CAPITAL CORPORATION
December 14, 1998 - November 26, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
June 19, 1998 - November 26, 2002
IDS LIFE INSURANCE COMPANY
June 19, 1998 - November 26, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATIS, INC
CRD#: 148274 / SEC#: , 8-68004
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVANICH, JOHN JOSEPH | SHAREHOLDER/JOINT WITH SPOUSE, PRESIDENT, DIRECTOR, EXEC. REP., CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 2661428 |
| EVANICH, LORI M | JOINT SHAREHOLDER/ SPOUSE WITH RIGHTS OF SURVIVORSHIP, DIRECTOR, SECRETARY | |
| SCHULTZ, KURT FREDERICK | SHAREHOLDER, GENERAL PRINCIPAL | 1563024 |
| MASTEJ, JOSEPH STEVEN | SHAREHOLDER, OPERATIONS OFFICER | |
| SEDAM, MICHAEL R | DIRECTOR | 7937139 |
Regulatory assets under management
| Total Number of Accounts | 215 |
| AUM (Assets Under Management) | $ 76,959,901 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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