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Gregory R Trinks

CIMA®
JANUS HENDERSON DISTRIBUTORS US
DENVER, CO
·CRD# 3063925·27 years experience

Professional Summary

Gregory R Trinks, CIMA®, who also goes by Gregory Richard Trinks, Greg Trinks, is a registered financial advisor currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 10, Series 4, Series 53 and Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregory Richard Trinks, Greg Trinks

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CIMA®
Certified Investment Management Analyst

Years of Experience

27 years in the financial services industry

Current & Past Employments

JANUS HENDERSON DISTRIBUTORS US LLC·CRD# 28832
BD
151 Detroit Street, Denver, CO 80206
June 22, 2023 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Weehawken, NJ
June 14, 2006 - May 24, 2023
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
July 15, 2002 - May 24, 2023
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 8, 1999 - July 12, 2002

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Current Firm

JH
JANUS HENDERSON DISTRIBUTORS US LLC

JANUS DISTRIBUTORS LLC | JANUS HENDERSON DISTRIBUTORS US LLC | JANUS HENDERSON DISTRIBUTORS | JANUS DISTRIBUTORS, INC.

CRD#: 28832 / SEC#: 8-43810
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

151 Detroit Street, Denver, CO 80206-4923

Mailing Address

151 Detroit Street, Denver, CO 80206-4923

Phone Number

(303) 333-3863

Established

Delaware since 02/27/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
JANUS HENDERSON INVESTORS US LLCMANAGING MEMBER—
ANDERS, JOHANNA MARRIECHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US)2350087
CRAWFORD, BERG ASHTONCHIEF ACCOUNTING OFFICER7933828
FALCONER, PETER JOHNASSISTANT SECRETARY7218508
GRAUERHOLZ, STEPHANIE LYNNDEPUTY GENERAL COUNSEL4696390
LACY, KARLENE JGLOBAL HEAD OF TAX5073113
MARIANI, KRISTIN BRETTHEAD OF COMPLIANCE, NORTH AMERICA2740967
ROSENBERG, MICHELLE ROSEGENERAL COUNSEL, SECRETARY4735608
ROSENFELD, KEVINHEAD OF PRIVACORE SALES2989217
SABA, STEVEN RICHARDFINANCIAL AND OPERATIONS PRINCIPAL5847576
SCHWEITZER, MICHAEL ALANPRESIDENT1940642
UTZ, KATHRYN BRETTONDEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE3100695

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Schrewsbury River Yacht Club / 925 River Road Fair Haven,NJ 07704 / Other/ Sport & Leisure Facilities / Social gathering and sporting club / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / officer/ 2022 Secretary. Handle club communications and record keeping. monthly attendance at a board meeting. providing opinion on various matters for voting purposes / monthly attendance at a board meeting. providing opinion on various matters for voting purposes / Start Date 1/1/2022 Yacht Club / 2) NAME OF OTHER BUSINESS:Institutional Investor's Sub-Advisory Institute/ INVESTMENT RELATED?:No / ADDRESS: 1120 Avenue of the Americas, 6th Fl, New York 10036, / NATURE OF THE BUSINESS: "Institutional Investor is a leading international business to business publisher, focused primarily on international finance. It publishes premium journalism, newsletters and research. It also runs conferences, seminars and training courses and is a provider of electronic business information through its capital market databases and emerging markets information service." / POSITION:Advisor or advisory group member if advice given may influence an officer/board / DUTIES:"Activities due to my role as an advisor would be: -One, 30-minute call at the beginning of the year to discuss the investment strategies, practice management solutions, and/or macroeconomic trends that are most immediately affecting underlying investors and impacting the way we do business. -Once-per-quarter email communications from them that will include agenda updates to see whether I have any advice on speakers to suggest, or ways to reposition sessions that are developing on the agenda. -Attendance to one of the two events in 2021." / START DATE: 1/15/2021/ HOURS DEVOTED TO BUSINESS: Yes

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(6/22/2023)
RR
Kansas
(9/10/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2003About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jun 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 2014About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1999About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2014About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 2012About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Feb 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gregory R Trinks's CRS (Customer Relationship Summary).

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