Christian J. Tiriolo
Professional summary
Christian John Tiriolo, who also goes by Christian J Tiriolo, is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York.
Christian is registered as a RR (Registered Representative) and started their career in finance in 1998. Christian has worked at 19 firms and has passed the Series 65, Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christian John Tiriolo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2009 - Present
GTS SECURITIES LLC
Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011February 4, 2021 - June 17, 2021
CLEARLIST SECURITIES LLC
July 4, 2020 - June 17, 2021
CLEARLIST LLC
December 7, 2010 - July 27, 2011
BROAD STREET SECURITIES GROUP, LLC
October 21, 2010 - July 11, 2011
GP NURMENKARI INC.
September 1, 2010 - July 1, 2011
WTS PROPRIETARY TRADING GROUP LLC
March 26, 2010 - July 7, 2011
QUASAR TRADING, LLC
June 11, 2009 - July 12, 2011
NORTH SEA SECURITIES L.P.
April 9, 2009 - June 30, 2011
BENCHMARQ TRADING PARTNERS LLC
May 18, 2007 - September 9, 2008
INVESTORS' CAPITAL, LLC
December 11, 2006 - June 21, 2007
THREE RIVERS PARTNERS LLC
July 15, 2003 - October 3, 2005
FIXMASTER BD, LLC
June 10, 2003 - July 28, 2004
J.P.R. CAPITAL CORP.
November 13, 2002 - June 27, 2011
KEDEM CAPITAL CORPORATION
July 9, 2002 - June 27, 2011
THEMIS TRADING LLC
October 1, 2000 - March 2, 2009
J & D SECURITIES LLC
June 29, 2000 - January 24, 2002
ZAHR SECURITIES, LLC
April 7, 1999 - January 30, 2003
MAX INTERNATIONAL BROKER/DEALER CORP.
December 17, 1998 - May 22, 2000
AVALON BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
