Timothy M. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy M Hill, who also goes by Timothy Michael Hill, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1999. Timothy had worked at 11 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2020 - April 11, 2025
HILL INVESTMENTS LLC
July 10, 2020 - September 18, 2020
EDWARD JONES
July 2, 2020 - September 18, 2020
EDWARD JONES
June 11, 2019 - June 26, 2020
HILL INVESTMENTS LLC
January 4, 2018 - February 13, 2019
RAYMOND JAMES & ASSOCIATES, INC.
January 4, 2018 - February 13, 2019
RAYMOND JAMES & ASSOCIATES, INC.
October 6, 2014 - December 31, 2017
QUEST CAPITAL STRATEGIES, INC.
June 3, 2013 - December 31, 2017
QUEST CAPITAL STRATEGIES, INC.
June 20, 2012 - November 27, 2012
OAK POINT FINANCIAL GROUP
November 29, 2011 - December 5, 2012
LPL FINANCIAL LLC
August 10, 2002 - October 31, 2002
IDS LIFE INSURANCE COMPANY
August 10, 2002 - October 31, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
May 13, 2002 - July 23, 2002
QUEST CAPITAL STRATEGIES, INC.
April 25, 2001 - May 3, 2002
AMERIPRISE ADVISOR SERVICES, INC.
March 15, 2001 - April 20, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 8, 2000 - February 22, 2001
IDS LIFE INSURANCE COMPANY
September 8, 2000 - February 22, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
March 30, 2000 - July 20, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 8, 1999 - May 5, 2000
SII INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HILL INVESTMENTS LLC
CRD#: 301424 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 127,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
