Shaun C. Westfall
Professional summary
Shaun Christofer Westfall, who also goes by Shaun Christopher Westfall, is a registered financial advisor currently at NORTH POINT MERGERS AND ACQUISITIONS, INC. located in San Francisco, California.
Shaun is registered as a RR (Registered Representative) and started their career in finance in 1998. Shaun has worked at 6 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shaun Christofer Westfall's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2023 - Present
NORTH POINT MERGERS AND ACQUISITIONS, INC.
Office #1: 580 California Street Suite 2200, San Francisco, CA 94104January 27, 2017 - March 20, 2023
JEFFERIES LLC
May 16, 2006 - January 5, 2017
PIPER SANDLER & CO.
August 15, 2005 - May 2, 2006
CASCADIA CAPITAL, LLC
March 27, 2001 - March 11, 2002
MORGAN STANLEY & CO. LLC
October 9, 1998 - January 15, 2003
MORGAN STANLEY DW INC.
September 23, 1998 - January 15, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2023)
(12/18/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NORTH POINT MERGERS AND ACQUISITIONS, INC.
CRD#: 133300 / SEC#: , 8-66709
Contact information
FINRA licenses (22 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
