Derek M. Amey

STRATEGICPOINT INVESTMENT ADVISORS LLC

Providence, RI 02903-1004

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CRD#: 3063755

Professional summary

Derek Michael Amey, who also goes by Derek M Amey, is a registered financial advisor currently at STRATEGICPOINT INVESTMENT ADVISORS LLC located in Providence, Rhode Island.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Derek has worked at 4 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 24, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek M Amey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Michael Amey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2009 - Present

STRATEGICPOINT INVESTMENT ADVISORS LLC

Office #1: 294 West Exchange Street, Providence, RI 02903-1004

RIA

CRD#: 124636

Providence, RI

Past

May 28, 2003 - September 27, 2017

STRATEGIC POINT SECURITIES, LLC

CRD#: 124753

PROVIDENCE, RI

Past

March 5, 2001 - October 3, 2001

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

December 7, 1998 - March 5, 2001

SURETRADE INC.

CRD#: 43625

LINCOLN, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGICPOINT INVESTMENT ADVISORS LLC

STRATEGIC POINT INVESTMENT ADVISORS LLC | STRATEGICPOINT INVESTMENT ADVISORS LLC

CRD#: 124636 / SEC#: 801-61711

RIA

Registered Investment Advisory firm - (12/31/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(6/8/2009)

IAR

Texas
(12/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/12/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/5/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/3/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/20/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/16/1999

Registered Options Principal Examination

Current Firm

STRATEGICPOINT INVESTMENT ADVISORS LLC

STRATEGIC POINT INVESTMENT ADVISORS LLC | STRATEGICPOINT INVESTMENT ADVISORS LLC

CRD#: 124636 / SEC#: 801-61711

RIA

Registered Investment Advisory firm - (12/31/2002 Approved)

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Contact information

Main Address

294 West Exchange Street, Providence, RI 02903-1004

Mailing Address

Phone number

(401) 273-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 3.31.2025 FINAL (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,963
AUM (Assets Under Management)	$ 806,366,242

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/26/2024	Cover Page	Report
10/25/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Derek M. Amey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Michael Amey's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC POINT SECURITIES, LLC

QUICK & REILLY, INC.

SURETRADE INC.

Primary Firm SEC Registration

STRATEGICPOINT INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/1998

SIE

Date: 9/27/2017

Series 55

Date: 10/12/2004

Series 7

Date: 11/5/1998

Series 24

Date: 8/3/2010

Series 53

Date: 2/20/2003

Series 4

Date: 3/16/1999

Current Firm

STRATEGICPOINT INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGICPOINT INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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