Derek Michael Amey
Professional Summary
Derek Michael Amey, who also goes by Derek M Amey, is a registered financial advisor currently at STRATEGICPOINT INVESTMENT ADVISORS LLC located in Providence, Rhode Island. Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Derek has worked at 4 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 24, Series 53 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Derek M Amey
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
STRATEGIC POINT INVESTMENT ADVISORS LLC | STRATEGICPOINT INVESTMENT ADVISORS LLC
Contact Information
Main Address
294 West Exchange Street, Providence, RI 02903-1004Phone Number
(401) 273-1500# of Employees
12SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,934AUM (Assets Under Management)
$914,758,697Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/14/2026 | Cover Page | Report |
| 07/26/2024 | Cover Page | Report |
| 10/25/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
STRATEGIC POINT INVESTMENT ADVISORS LLC | STRATEGICPOINT INVESTMENT ADVISORS LLC
State Registrations and Notice Filings
(6/8/2009)
(12/9/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2004Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Derek Michael Amey's CRS (Customer Relationship Summary).
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