Robert A. Helgeland

CURTIS WEALTH MANAGEMENT LLC

Berthoud, CO

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CRD#: 3063747

Professional summary

Robert Allan Helgeland, CFP®, who also goes by Robert A Helgeland, is a registered financial advisor currently at CURTIS WEALTH MANAGEMENT LLC located in Berthoud, Colorado.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert A Helgeland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. COLORADO MUSIC FESTIVAL POSITION: Community Board Member NATURE: The CMF is a non-for-profit created to education for young people and Adults as well as provide the community with high quality orchestra with acclaimed guest soloists . INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017 ADDRESS: 900 Baseline, Cottage 100, Boulder CO 80302, United States DESCRIPTION: I will serve as a board member on the Colorado Music Festival Endowment Fund

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allan Helgeland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 20472

BOULDER, CO

Past

July 20, 1998 - June 19, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CURTIS WEALTH MANAGEMENT LLC

CRD#: 312245 / SEC#: 801-131657

RIA

Registered Investment Advisory firm - (12/20/2024 Approved)

Colorado

Registered Investment Advisory firm - (2/4/2025 Terminated)

Nevada

Registered Investment Advisory firm - (2/20/2025 Terminated)

Utah

Registered Investment Advisory firm - (2/4/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/7/2022)

IAR

Nevada
(2/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1998

General Securities Representative Examination

Current Firm

CURTIS WEALTH MANAGEMENT LLC

CRD#: 312245 / SEC#: 801-131657

RIA

Registered Investment Advisory firm - (12/20/2024 Approved)

Colorado

Registered Investment Advisory firm - (2/4/2025 Terminated)

Nevada

Registered Investment Advisory firm - (2/20/2025 Terminated)

Utah

Registered Investment Advisory firm - (2/4/2025 Terminated)

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Contact information

Main Address

170 S. Green Valley Parkway Suite 300 (office 351), Henderson, NV 89012

Mailing Address

Phone number

(702) 720-3551

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A CURTIS WEALTH (3/17/2025)

Regulatory assets under management

Total Number of Accounts	334
AUM (Assets Under Management)	$ 123,812,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert A. Helgeland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allan Helgeland's CRS (Customer Relationship Summary).

Certified licenses

Experience

THEORY FINANCIAL

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF TRUST COMPANY, FSB

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CURTIS WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/2004

Series 63

Date: 7/24/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/17/1998

Current Firm

CURTIS WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CURTIS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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