Michael J. Evaristo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Evaristo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2013 - November 19, 2014
OLD GREENWICH CAPITAL ADVISORS, LLC
April 26, 2006 - June 10, 2014
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
September 8, 2005 - April 26, 2006
PRINCIPLED ADVISORS, INC.
February 5, 2004 - March 21, 2005
HUNTER SCOTT FINANCIAL LLC.
June 15, 1998 - August 19, 1999
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OLD GREENWICH CAPITAL ADVISORS, LLC
CRD#: 168136 / SEC#:
Contact information
Red Flags
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