Alan R. Jenks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Ray Jenks was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1999. Alan had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2009 - January 13, 2015
PRIVATE ASSET MANAGEMENT INC
April 27, 2006 - December 31, 2007
PRINCIPAL SECURITIES, INC.
January 13, 2003 - September 29, 2005
PRINCIPAL SECURITIES, INC.
July 19, 1999 - August 2, 2002
TBG FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIVATE ASSET MANAGEMENT INC
CRD#: 106598 / SEC#: 801-42832
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,255 |
| AUM (Assets Under Management) | $ 751,318,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/23/2024 | ||
| 03/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
