Mark Finelli
Professional summary
Mark Finelli is a registered financial advisor currently at BLUE SQUARE ASSET MANAGEMENT, LLC located in Chandler, Arizona.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mark has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Finelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2022 - Present
BLUE SQUARE ASSET MANAGEMENT, LLC
March 3, 2011 - May 17, 2011
LARRY BLACK WEALTH MANAGEMENT
June 27, 2008 - March 11, 2009
WELLS FARGO INVESTMENTS, LLC
April 7, 2008 - March 11, 2009
WELLS FARGO INVESTMENTS, LLC
August 27, 2001 - October 2, 2002
MORGAN STANLEY DW INC.
February 8, 2001 - September 1, 2001
QUICK & REILLY, INC.
November 28, 1998 - January 9, 2001
SANDS BROTHERS & CO., LTD.
Primary Firm SEC Registration
BLUE SQUARE ASSET MANAGEMENT, LLC
CRD#: 296802 / SEC#: 801-113999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/10/2022)
Exams
Current Firm
BLUE SQUARE ASSET MANAGEMENT, LLC
CRD#: 296802 / SEC#: 801-113999
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 599 |
| AUM (Assets Under Management) | $ 357,721,560 |
Red Flags
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