Gregg L. Denhoffer

CONEXUS CAPITAL MANAGEMENT

Parker, CO 80134

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CRD#: 3063054

Professional summary

Gregg Laurence Denhoffer is a registered financial advisor currently at CONEXUS CAPITAL MANAGEMENT, LLC located in Parker, Colorado.

Gregg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gregg has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gregg Denhoffer is a Board Member for a non-profit, mylifeline.org. This position is non-investment related and offers no compensation. Less than 5% of this time is spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Laurence Denhoffer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2016 - Present

CONEXUS CAPITAL MANAGEMENT, LLC

Office #1: 10940 S. Parker Road #702, Parker, CO 80134

RIA

CRD#: 284318

Parker, CO

Past

October 27, 2006 - March 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PALM BEACH, FL

Past

October 26, 2006 - March 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PALM BEACH, FL

Past

December 4, 2002 - October 28, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PALM BEACH, FL

Past

November 26, 2002 - October 28, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PALM BEACH, FL

Past

August 8, 2001 - December 4, 2002

NORTHERN TRUST SECURITIES, INC.

RIA

CRD#: 7927

PALM BEACH, FL

Past

May 18, 2001 - December 4, 2002

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

January 14, 2000 - February 5, 2001

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 2, 1998 - January 14, 2000

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/27/2016)

IAR

Florida
(2/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/2/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONEXUS CAPITAL MANAGEMENT, LLC

CRD#: 284318 / SEC#: 801-108204

RIA

Registered Investment Advisory firm - (2/17/2017 Terminated)

Colorado

Registered Investment Advisory firm - (1/5/2017 Approved)

Florida

Registered Investment Advisory firm - (2/16/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10940 S. Parker Road #702, Parker, CO 80134

Mailing Address

Phone number

(720) 443-7940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 55,916,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregg L. Denhoffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Laurence Denhoffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

NORTHERN TRUST SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC.

MUTUAL SERVICE CORPORATION

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2016

Series 63

Date: 6/26/1998

Series 7

Date: 7/2/2001

Series 6

Date: 6/1/1998

Current Firm

CONEXUS CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONEXUS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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