Joel C. Simon
Professional summary
Joel Craig Simon is a registered financial professional currently at INVESTX MARKETS LLC located in New York, New York.
Joel is registered as a RR (Registered Representative) and started their career in finance in 1998. Joel has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joel Craig Simon's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2025 - Present
INVESTX MARKETS LLC
Office #1: 19 Fulton Street Suite 300, New York, NY 10038Office #2: 19 Fulton St. Suite #300, New York, NY 10038May 17, 2022 - June 30, 2025
EDEN GLOBAL CAPITAL PARTNERS LLC
April 1, 2021 - March 30, 2022
RAISIN SECURITIES LLC
December 13, 2017 - June 23, 2020
CAPITAL DYNAMICS BROKER DEALER LLC
January 16, 2014 - November 10, 2017
DAVID LERNER ASSOCIATES, INC.
October 15, 2009 - October 29, 2013
CARR SECURITIES CORPORATION
October 14, 1998 - October 2, 2008
SHUFRO, ROSE & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INVESTX MARKETS LLC
CRD#: 148248 / SEC#: , 8-67996
Contact information
FINRA licenses (49 States and Territories)
Red Flags
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